Stock market experts_8

134 Bibliography Siegel, Jeremy J. Stocks for the Long Run: The Definitive Guide to Financial Market Returns and Long-Term Investment Strategies, 3rd ed. New York: McGraw-Hill, 2002. Sobel, Robert. A History of the New York Stock Exchange, 1935–1975. New York: Weybright and Talley, 1975 ———. The Big Board: A History of the New York Stock Market. New York: Free Press, 1965. ———. The Great Bull Market: Wall Street in the 1920s. New York: WW Norton, 1968. Teweles, Richard J., and Edward S. Bradley. The Stock Market, 5th ed. New York: John Wiley, 1987 Western, David L. Booms, Bubbles and Busts in US Stock Markets. London: Rout-ledge, 2004. Wigmore, Barry A. The Crash and Its Aftermath: A History of Securities Markets in the United States, 1929–1933. Westport, CT: Greenwood Press, 1985. ARTICLES Allen, Franklin, and Richard Herring. ‘‘Banking Regulation versus Securities Market Regulation.’’ The Wharton School Financial Institutions Center, Working paper 01–29 (2001). Baier, Scott L., Gerald P. Dwyer, Jr., and Robert Tamura. ‘‘Does Opening a Stock Exchange Increase Economic Growth?’’ Journal of International Money and Fi-nance (April 2004): 311–331. Dwyer, Gerald P., Jr., and R.W. Hafer. ‘‘Are National Stock Markets Linked?’’ Federal Reserve Bank of St. Louis Review (November/December 1988): 3–14. Claessens, Stijn, Daniel A. Klingebiel, and Sergio L. Schmulker. ‘‘The Future of Stock Exchanges in Emerging Economies: Evolution and Prospects.’’ Brookings-Wharton Papers on Financial Services (2002): 167–202. Greenspan, Alan. ‘‘The Challenge of Central Banking in a Democratic Society.’’ Remarks delivered at the Annual Dinner and Francis Boyer Lecture of the American Enterprise Institute for Public Policy Research, Washington, D.C., December 5, 1996. Available at www.federalreserve.gov/boarddocs/speeches/ 1996. Greenwald, Bruce, and Jeremy Stein. ‘‘The Task Force Report: The Reasoning behind the Recommendations.’’ Journal of Economic Perspectives 2, no. 3 (Summer 1998): 3–23. Haddock, David D. ‘‘The Swiftness of Divine Retribution and its Tendency to Mistake its Target: An Analysis of the Brady Report.’’ In The Stock Market: Bubbles, Volatility, and Chaos, eds. Dwyer and Hafer, 179–195. Boston: Kluwer, 1990:. Hall, Robert. ‘‘Struggling to Understand the Stock Market.’’ American Economic Review 91, no. 2 (2001): 1–11. Bibliography 135 Ho, Ron Yiu-wah, Roger Strange, and Jenifer Piesse. ‘‘The Structural and Insti-tutional Features of the Hong Kong Stock Market: Implications for Asset Pric-ing.’’ The Management Centre Research Papers, King’s College, London 2004. Jorgenson, Dale W. ‘‘Information Technology and the U.S. Economy.’’ American Economic Review 91, no. 1 (2001): 1–32. Levine, Ross, and Sara Zervos. ‘‘Stock Markets, Banks and Economic Growth.’’ American Economic Review 88, no. 3 (1998): 537–558. Macey, Johnathan R. ‘‘Regulation and Disaster: Some Observations in the Context of Systemic Risk.’’ Brookings-Wharton Papers on Financial Services (1998). Parry, Robert T. ‘‘The October ’87 Crash Ten Years Later.’’ Federal Reserve Bank of San Francisco Economic Letter 96–332 (1997). ONLINE RESOURCES US Stock Exchanges (Indexes) American Stock Exchange (AMEX), http://www.amex.com. Dow Jones Industrial Average (DJIA), http://www.djindexes.com/mdsidx. National Association of Securities Dealers Automated Quotations (NASDAQ), http://www.nasdaq.com. New York Stock Exchange (NYSE), http://www.nyse.com. Russell Index, http://www.russell.com/us/indexes/us. Wilshire Index, http://www.wilshire.com/Indexes. Related Exchanges Chicago Board of Trade, http://www.cbot.com. Chicago Mercantile Exchange, http://www.cme.com. International Stock Exchanges (Indexes) Euronext (Euronext 100), http://www.euronext.com. Frankfurt (DAX), http://deutsche-boerse.com. Hong Kong (Hang Seng), http://www.hkex.com.hk. London Stock Exchange (FTSE 100), http://www.londonstockexchange.com. Tokyo Stock Exchange (Nikkei 225), http://www.tse.or.jp/english. Toronto (TSE), http://www.tsx.com. Financial Press Barron’s, http://online.barrons.com. Bloomberg, http://www.bloomberg.com. 136 Bibliography The Economist, http://www.economist.com. Financial Times, http://www.ft.com/home/us. Investor’s Business Daily, http://www.investors.com. TheWall Street Journal, http://online.wsj.com. Financial Data Hoover’s, http://www.hoovers.com. Moody’s, http://www.moodys.com. Standard & Poor’s, http://www.standardandpoors.com. Government Agencies; Professional Organizations Association of Investment Management and Research (CFA Institute), http:// www.cfainstitute.org. Federal Reserve System, http://www.federalreserveonline.org. Financial Accounting Standards Board, http://www.fasb.org. Futures Industry Association, http://www.futuresindustry.org. International Swaps and Derivatives Association, http://www.isda.org. National Association of Securities Dealers, http://www.nasd.com. Public Company Accounting Oversight Board, http://www.pcaobus.org. Securities and Exchange Commission, http://www.sec.gov. Securities Industry Association, http://www.sia.com. General Information for Investors Investorguide.com, http://www.investorguide.com. Investorwords.com, http://www.investorwords.com. Index American Depository Receipts (ADRs), 75–76, 127 American Stock Exchange (AMX), 4, 18, 57, 75, 98 Archipelago, 56, 111 Asian Crisis, 32 Asymmetric information, 86, 96, 120 At-the-money call option, 82, 127 Balanced fund, 68, 127 Banking Act of 1933, 23, 89, 127 Bank run, 86, 127 Bear market, 29, 47–48, 127 Behavioral finance, 64–65 Berkshire Hathaway, 43–45, 58 Big Bang, 104 Black Friday (1870), 13 Black Monday (1929), 22 Black Monday (1987), 27, 29 Black Tuesday (1929), 22 Blue chip stock, 22, 50, 58, 108 Boesky, Ivan, 24–25 Bond fund, 69, 127 Bonds, 42, 45, 127 Brady, Nicholas F., 92 Brady Report, 93–94, 97 Broker, 39, 63, 127 Buffet, Warren, 43 Bull market, 32, 33, 49, 94, 127 Bush, George W., 95 Buttonwood Agreement, 10–11 Buy and hold, 49, 50 Call options, 81–82, 127 Capital gain, 43, 45 CATS, 109 C Corporation, 127 Chicago Board of Trade (CBOT), 78 Chicago Board Options Exchange (CBOE), 83 Chicago Mercantile Exchange (CME), 26, 27, 78, 93 Circuit breaker, 93–94, 128 Closed-end fund discount, 128 Closed-end fund premium, 128 Closed-end funds, 71–72, 128 Common stock, 41, 45, 46, 128; options contracts, 82 Contagion, 86, 128 Corporate board of directors, 37, 128 Coupon payment, 42, 43 DAX, 108 Dealer, 39, 128 138 Index Deposit insurance, 86 Dilution of ownership, 40 Diversification, 48, 49, 83, 128 Diversification risk, 128 Diversified portfolio, 46, 47 Dividends, 41, 128; capital gains, 43–45; investment strategies, 52; mutual funds, 70 Douglas, William O., 96 Dow Jones Industrial Average (DJIA), 2, 57–59; circuit breaker, 93, com-panies in, 124–26; Crash of 1929, 19; Crash of 1987, 24; Crash of 2000, 30; ETF, 74 Drexel, Burnham Lambert, 89; Michael Milken, 25 Dynamic hedging/portfolio insurance, 26, 128 Earnings, 128 EDGAR, 99 Efficient markets, 62, 128; behavioral finance, 64 Electronic trading, 2, 109, 121 Enron, 34, 46, 82, 87, 95 Equity fund, 69, 128 Euronext, 102, 110 Exchange regulation, 128 Exchange-traded funds, 74–75, 128 Exercise price, 128; options contract, 81–83 Expectations, 62–63 Expense ratio, 71 Expiration date, 81–82 Federal Reserve Bank (System), 129; Crash of 1929, 20–21; Crash of 1987, 24, 28, 94 Financial Accounting Standards Board (FASB), 97 Financial intermediary, 69 Fisher, Irving, 21, 22 401K programs (403B, for public entities), 127 Frankfurt stock exchange, 102, 107–8 FTSE, 4, 60, 112 Fundamental market analysis, 65, 129 Futures contracts, 77–78, 129. See also Single stock futures contract; Stock index futures contract Global Crossing, 34 Going long, 72 Going short, 72 Gould, Jay, 13 Great Crash (1929), 21, 23 Greenspan, Alan, 26, 28. See also Irrational exuberance Growth stock, 44, 52, 129 Growth strategy, 52 Hall, Robert, 31 Hamilton, Alexander, 10 Hang Seng Index, 107 Harriman, Edward, 16 Hedge fund, 72–74, 129 Heinze, F. Augustus, 16 HEKx, 106 Hong Kong Exchange, 102, 105–7 Hoover, Herbert, 19 Income stock, 44 Index mutual fund, 129 Initial public offering (IPO), 38–39, 129 Insider selling/insider stock sales, 34, 129 Insider trading, 120; foreign exchanges, 87, 108; Securities and Exchange Act, 91 In-the-money call option contract, 81, 129 Investment Advisors Act of 1940, 91, 97 Investment Company Act of 1940, 91, 97 Investment grade bond, 129 Irrational exuberance, 29; behavioral finance, 64 ... - tailieumienphi.vn