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Microscopy and Surface Analysis 2
Lecture Date: March 17th, 2008
Reading Assignments for Microscopy and Surface Analysis
Skoog, Holler and Nieman, Chapter 21, “Surface Characterizationby Spectroscopy and Microscopy”
Hand-out ReviewArticle: C. R. Brundle, J. F. Watts,and J. Wolstenholme,“X-ray Photoelectron and Auger Electron Spectroscopy”, in Ewing’s Analytical Instrumentation Handbook, 3rd Ed. (J. Cazes, Ed.), Marcel-Dekker 2005.
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Introduction to the Solid State
In solids, atomic and molecular energy levels broaden into bands that in principle contain as many states as there are atoms/molecules in the solid.
Bands may be separated by a band gap with energy Eg
P.A. Cox, "The Electronic Structure and Chemistry of Solids" Oxford University Press, 1987. C.Kittel, Solid-state Physics, 7th Ed, Wiley, 1999.
W. A. Harrison, Electronic Structure and the Properties of Solids, Dover, 1989.
Energy Bands in the Solid State
Bands are continuous and delocalized over the material Band “widths” are determined by size of orbital overlap
The highest-energy filled band (which may be only partially filled) is called the valence band
The lowest-energy empty band is called the conduction
band
P.A. Cox, "The Electronic Structure and Chemistry of Solids" Oxford University Press, 1987.
C.Kittel, Solid-state Physics, 7th Ed, Wiley, 1999.
W. A. Harrison, Electronic Structure and the Properties of Solids, Dover, 1989.
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The Workfunction: A Barrier to Electron Emission How does the electronic arrangement in solids affect
surfaces? In particular,how can an electron be removed?
Free electron!
For some electron being removed, its energy just as it
gets free is EV
The energy required to remove the electron is the workfunction (typically several eV)
P.A. Cox, "The Electronic Structure and Chemistry of Solids" Oxford University Press, 1987. C.Kittel, Solid-state Physics, 7th Ed, Wiley, 1999.
W. A. Harrison, Electronic Structure and the Properties of Solids, Dover, 1989.
The Workfunction: A Barrier to Electron Emission
Workfunctions vary from <2 eV for alkali metals to >5 eV for transition metals.
Material Na Cu Ag Au Pt W
W(111) W(100) W(110)
W(112)
Crystal State polycrystalline polycrystalline polycrystalline polycrystalline polycrystalline polycrystalline single crystal single crystal single crystal
single crystal
Workfunction (eV) 2.4 4.4 4.3 4.3 5.3 4.5 4.39 4.56 4.68
4.69
The workfunction is the ‘barrier” to electron emission – like the wall in the particle-in-a-boxconcept.
Data from CEM 924Lectures presented at MSU (2001).
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Basic Considerations for Surface Spectroscopy
Common sampling “modes” – Spot sampling
– Raster scanning – Depth profiling
Surface contamination:
– The obvious contamination/alterationof surfaces that can be the result of less-than careful sample preparation
– Solidsurfaces can adsorb gases:
At 10-6 torr, a completemonolayerof a gas (e.g. CO) takes just 3 seconds to form.
At 10-8 torr, monolayerformationtakes 1 hour.
– Most studies are conducted under vaccuum– although there are newer methods that don’t require this.
D. M. Hercules and S. H. Hercules, J. Chem. Educ.,1984,61, 403.
Surface Spectrometric Analysis
Surface spectrometric techniques:
– X-ray fluorescence (fromelectron microscopy)
– Auger electron spectrometry
– X-ray photoelectron spectrometry (XPS/UPS) – Secondary-ion mass spectrometry (SIMS)
Depth profiling – if you are going to study surfaces with high lateral resolution (e.g. using microscopy), then wouldn’t it be nice to obtain information from various depths within the sample?
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The Basic Idea Behind Surface Spectrometry
Photons, electrons, ions: they can go in and/or out!!!
Leads to lots of techniques, and lots of acronyms!
Primary photon electron ion
Secondary photon electron ion
Surface
Primary photon (X-ray/UV)
photon (X-ray) or electron ion photon
electron
Secondary electron electron ion ion
Photon (X-ray)
Name of Technique XPS (ESCA) and UPS
Auger electron spec. (AES) SIMS (secondary ion MS) LMMS (laser microprobe MS)
SEM “electron microprobe”
Electron Microprobes and X-ray Emission
Electron microscopy (usually SEM) can also be used to perform X-ray emission analysis in a manner similar to X-ray fluorescence analysis
– see the X-ray spectrometry lecture for details on the spectra
The electron microprobe (EM) is the commonly used name for this type of X-ray spectrometry
Both WDSand EDS detectors are used (as in XRF), elemental mapping
Not particularly surface sensitive!
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